J•••• C••• W•••••

L•• E••••••••• L••BD affiliatedLake Oswego, Or dual registrantIAPD 4974645

Feed of 09/14/2026

Also filed as T•••• W••••••••• C• W••••••••• C• W••••••••• C• W••••••••• C• W••••••••• C••• W•••••

At current firm

1 y

since Nov 14, 2024

In the industry

21 y

since Jul 27, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• E••••••••• L•• BD affiliated current
since Nov 14, 2024 · Lake Oswego, Or
P•••• S••••••••• L•• no RAUM
Jun 14, 2021 to Nov 14, 2024 · Lake Oswego, Or
E••••• J•••• national BD
Dec 20, 2013 to Apr 28, 2016 · Beaverton, Or
F••••• I••••••••• independent RIA
Dec 21, 2012 to Apr 23, 2013 · Camas, Wa
T• A••••••••• I••••••••• M••••••••• L•• former
Nov 27, 2012 to Jan 11, 2013 · Portland, Or
T• A••••••••• I••• former
Nov 27, 2012 to Jan 11, 2013 · Portland, Or
S•••••••• A••••••• L•• national BD
Dec 18, 2006 to Nov 15, 2012 · Tigard, Or

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
E••••• J•••• to P•••• S••••••••• L••
left Apr 28, 2016, registered Jun 14, 2021 (1873 days) · Affiliated broker-dealer or bank to another
F••••• I••••••••• to E••••• J••••
left Apr 23, 2013, registered Dec 20, 2013 (241 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to F••••• I•••••••••
left Jan 11, 2013, registered Dec 21, 2012 (-21 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jan 11, 2013, registered Nov 27, 2012 (-45 days) · channel change inside one enterprise, not a move
S•••••••• A••••••• L•• to T• A••••••••• I•••
left Nov 15, 2012, registered Nov 27, 2012 (12 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address