RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• S•• C•••••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Sep 18, 2026 · Fort Myers Beach, Fl
- O••••••••• S••••••••• I••• BD affiliatedFeb 23, 2022 to Sep 8, 2026 · Indianapolis, In
- C•••••• C••••• G••••• I••• no RAUMApr 21, 2014 to Dec 31, 2021 · Carmel, In
- O••••••••• S••••••••• I••• to E•••••• A••••••• G••••• L••left Sep 8, 2026, registered Sep 18, 2026 (10 days) · Affiliated broker-dealer or bank to another
- C•••••• C••••• G••••• I••• to O••••••••• S••••••••• I•••left Dec 31, 2021, registered Feb 23, 2022 (54 days) · Other
- L••• S•• C••••••• registered as an investment adviser representative at E•••••• A••••••• G••••• L••Sep 18, 2026 · Advisor registered · fact
- L••• S•• C••••••• left O••••••••• S••••••••• I••• for E•••••• A••••••• G••••• L•• (registered 2026-09-18)Sep 8, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address