DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••• D•••••
Feed of 09/14/2026
Also filed as J•••• T••••• D••••••••• D••••••••• T• D••••••••• D•••••
At current firm
1 y
since Mar 31, 2025
In the industry
17 y
since Dec 16, 2008 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Chesterfield, Mo
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 4, 2020 to Mar 31, 2025 · Chesterfield, Mo
- J••• M••••• S••••••••• L•• wirehouseOct 25, 2019 to Nov 4, 2020 · Brentwood, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 12, 2014 to Oct 21, 2019 · Saint Louis, Mo
- W•••• F•••• A••••••• wirehouseJan 25, 2013 to May 9, 2014 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseMay 14, 2010 to May 9, 2014 · Charlotte, Nc
- E••••• J•••• national BDDec 18, 2008 to May 14, 2010 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Nov 4, 2020, registered Nov 4, 2020 (0 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Oct 21, 2019, registered Oct 25, 2019 (4 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 9, 2014, registered May 12, 2014 (3 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left May 9, 2014, registered Jan 25, 2013 (-469 days) · channel change inside one enterprise, not a move
- E••••• J•••• to W•••• F•••• A•••••••left May 14, 2010, registered May 14, 2010 (0 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address