RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M• S••••
- G• W••••• M••••••••• R••• L•• independent RIA currentsince Oct 12, 2023 · Cambridge, Ma
- J••• M••••• P•••••• W••••• A••••••• L•• formerMar 12, 2018 to Oct 2, 2023 · Boston, Ma
- W•••• F•••• A••••••• wirehouseFeb 16, 2016 to Mar 6, 2018 · Boston, Ma
- C••••• S••••• S••••••••• •••• L•• formerAug 8, 2008 to Mar 8, 2016 · Boston, Ma
- L••••• B••••••• I••• unclassifiedAug 31, 2006 to Aug 21, 2008 · New York, Ny
- J••• M••••• P•••••• W••••• A••••••• L•• to G• W••••• M••••••••• R••• L••left Oct 2, 2023, registered Oct 12, 2023 (10 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- W•••• F•••• A••••••• to J••• M••••• P•••••• W••••• A••••••• L••left Mar 6, 2018, registered Mar 12, 2018 (6 days) · Other · moved with a team
- C••••• S••••• S••••••••• •••• L•• to W•••• F•••• A•••••••left Mar 8, 2016, registered Feb 16, 2016 (-21 days) · corporate re-registration, not a move
- L••••• B••••••• I••• to C••••• S••••• S••••••••• •••• L••left Aug 21, 2008, registered Aug 8, 2008 (-13 days) · Other
- D•••• M• S•••• left J••• M••••• P•••••• W••••• A••••••• L•• for G• W••••• M••••••••• R••• L•• (registered 2023-10-12)Oct 2, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address