DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Paul Mabini
Certified Financial Planner
Feed of 09/14/2026
Also filed as J.P. Mabini
At current firm
1 y
since Nov 8, 2024
In the industry
21 y
since Jul 29, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- One Capital Management, LLC independent RIA currentsince Nov 8, 2024 · Westlake Village, Ca
- One Capital Management, LLC independent RIAMay 2, 2022 to Jan 6, 2024 · Westlake Village, Ca
- Advice And Planning Services BD affiliatedDec 22, 2016 to Apr 4, 2022 · Newport Beach, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 8, 2010 to Dec 14, 2016 · Los Angeles, Ca
- Morgan Stanley wirehouseApr 2, 2010 to Jun 3, 2010 · Ontario, Ca
Moves
a registration end followed by a registration begin elsewhere
- Advice And Planning Services to One Capital Management, LLCleft Apr 4, 2022, registered May 2, 2022 (28 days) · Affiliated broker-dealer or bank to independent RIA
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Advice And Planning Servicesleft Dec 14, 2016, registered Dec 22, 2016 (8 days) · Other
- Morgan Stanley to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jun 3, 2010, registered Jun 8, 2010 (5 days) · Wirehouse to wirehouse
Signals
- John Paul Mabini left Advice And Planning Services for One Capital Management, Llc (registered 2022-05-02)Apr 4, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address