DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Strawford Hale Dees

Eagle Strategies LLCBD affiliatedMobile, Al dual registrantIAPD 4985083

Feed of 09/15/2026

Also filed as S Hale Dees

At current firm

1 y

since Nov 14, 2024

In the industry

20 y

since Feb 17, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Eagle Strategies LLC BD affiliated current
since Nov 14, 2024 · Mobile, Al
Mag Cap independent RIA
Oct 13, 2023 to Oct 15, 2024 · Ridgeland, Ms
LPL Financial LLC BD affiliated
Dec 19, 2018 to Sep 25, 2023 · Ocean Springs, Ms
Voya Financial Advisors, Inc. BD affiliated
Aug 20, 2014 to Dec 21, 2018 · Biloxi, Ms
LPL Financial LLC BD affiliated
Apr 6, 2010 to Aug 27, 2014 · Ocean Springs, Ms
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Feb 20, 2006 to Apr 9, 2010 · Biloxi, Ms

Moves

a registration end followed by a registration begin elsewhere

Mag Cap to Eagle Strategies LLC
left Oct 15, 2024, registered Nov 14, 2024 (30 days) · RIA to affiliated broker-dealer or bank
LPL Financial LLC to Mag Cap
left Sep 25, 2023, registered Oct 13, 2023 (18 days) · Affiliated broker-dealer or bank to independent RIA
Voya Financial Advisors, Inc. to LPL Financial LLC
left Dec 21, 2018, registered Dec 19, 2018 (-2 days) · Affiliated broker-dealer or bank to independent RIA
LPL Financial LLC to Voya Financial Advisors, Inc.
left Aug 27, 2014, registered Aug 20, 2014 (-7 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLC
left Apr 9, 2010, registered Apr 6, 2010 (-3 days) · Other

Signals

Strawford Hale Dees left Mag Cap for Eagle Strategies Llc (registered 2024-11-14)
Oct 15, 2024 · Advisor changed firm · fact
Strawford Hale Dees left Lpl Financial Llc for Mag Cap (registered 2023-10-13)
Sep 25, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address