RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M•••••• M•••••••••
- C••••••••• I••••••••• A•••••••• L•• i••••••••• wealth currentsince Dec 6, 2024 · Tampa, Fl
- O••••••••• institutionalJul 2, 2020 to Dec 9, 2024 · Overland Park, Ks
- I••••••••• F•••••••• P••••••• BD affiliatedJul 26, 2013 to Jul 20, 2020 · Tampa, Fl
- L•• F•••••••• L•• BD affiliatedJun 20, 2013 to Dec 27, 2016 · Tampa, Fl
- F•••••••• T••••••• I••• formerJun 15, 2011 to Jun 17, 2013 · San Rafael, Ca
- W•••••• • R••• formerMar 24, 2011 to May 31, 2011 · Tampa, Fl
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedFeb 2, 2009 to Mar 17, 2011 · Tampa, Fl
- O••••••••• to C••••••••• I••••••••• A•••••••• L••left Dec 9, 2024, registered Dec 6, 2024 (-3 days) · Other
- I••••••••• F•••••••• P••••••• to O•••••••••left Jul 20, 2020, registered Jul 2, 2020 (-18 days) · Other · moved with a team
- L•• F•••••••• L•• to I••••••••• F•••••••• P•••••••left Dec 27, 2016, registered Jul 26, 2013 (-1250 days) · Other · moved with a team
- F•••••••• T••••••• I••• to L•• F•••••••• L••left Jun 17, 2013, registered Jun 20, 2013 (3 days) · Other
- W•••••• • R••• to F•••••••• T••••••• I•••left May 31, 2011, registered Jun 15, 2011 (15 days) · Other
- T• R••• P•••• A••••••• S•••••••• I••• to W•••••• • R•••left Mar 17, 2011, registered Mar 24, 2011 (7 days) · Other
- D•••• M•••••• M••••••••• left Onedigital for C••••••••• I••••••••• A•••••••• L•• (registered 2024-12-06)Dec 9, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address