DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Registered advisor

J•••• D•••••

••••••••independent RIAWinston Salem, Nc dual registrantIAPD 4986216

Feed of 09/15/2026

Also filed as J•••• Nichelle Sanders

At current firm

1 y

since Apr 3, 2025

In the industry

14 y

since Dec 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

•••••••• independent RIA current
since Apr 3, 2025 · Clayton, Mo
W•••• F•••• A••••••• wirehouse
Oct 7, 2022 to Apr 17, 2025 · Winston-Salem, Nc
W•••• F•••• A••••••• wirehouse
Jul 11, 2014 to Oct 7, 2022 · Winston Salem, Nc
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 8, 2012 to Jul 7, 2014 · Winston Salem, Nc

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to ••••••••
left Apr 17, 2025, registered Apr 3, 2025 (-14 days) · Wirehouse to independent RIA · moved with a team
W•••• F•••• A••••••• to W•••• F•••• A•••••••
left Oct 7, 2022, registered Oct 7, 2022 (0 days) · channel change inside one enterprise, not a move · moved with a team
A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
left Jul 7, 2014, registered Jul 11, 2014 (4 days) · Affiliated broker-dealer or bank to wirehouse

Signals

J•••• D••••• left W•••• F•••• A••••••• for &Partners (registered 2025-04-03)
Apr 17, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address