RIA Intelligence

• E•••••••• A•••••••• L•• national BD current
  since Mar 26, 2026 · Mount Dora, Fl
• H•••••• T••••••• • K•••• L•• independent RIA
  May 31, 2011 to Aug 10, 2012 · Apopka, Fl
• O• I••••••••• M••••••••• C• BD affiliated
  Mar 3, 2008 to Dec 31, 2009 · Apopka, Fl
• P••• A••••• S••••••••• L•• BD affiliated
  Jan 12, 2007 to Sep 19, 2007 · Tampa, Fl

• H•••••• T••••••• • K•••• L•• to E•••••••• A•••••••• L••
  left Aug 10, 2012, registered Mar 26, 2026 (4976 days) · Other
• O• I••••••••• M••••••••• C• to H•••••• T••••••• • K•••• L••
  left Dec 31, 2009, registered May 31, 2011 (516 days) · Other
• P••• A••••• S••••••••• L•• to O• I••••••••• M••••••••• C•
  left Sep 19, 2007, registered Mar 3, 2008 (166 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address