RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• M•••••
- A••••• T••••• P•••••• W••••• independent RIA currentsince May 25, 2025 · Scottsdale, Az
- S•• W••••• independent RIADec 16, 2014 to Jun 10, 2025 · Palm Beach Gardens, Fl
- B••••• P•••••••• L•• formerMar 1, 2011 to Nov 26, 2014 · Palm Beach Gardens, Fl
- 1•••• E•••••••• D••••• I••• unclassifiedMar 30, 2007 to Mar 1, 2011 · Jupiter, Fl
- U•• F•••••••• S••••••• I••• wirehouseSep 20, 2005 to Aug 16, 2006 · West Palm Beach, Fl
- S•• W••••• to A••••• T••••• P•••••• W•••••left Jun 10, 2025, registered May 25, 2025 (-16 days) · RIA to RIA · moved with a team
- B••••• P•••••••• L•• to S•• W•••••left Nov 26, 2014, registered Dec 16, 2014 (20 days) · corporate re-registration, not a move
- 1•••• E•••••••• D••••• I••• to B••••• P•••••••• L••left Mar 1, 2011, registered Mar 1, 2011 (0 days) · Other
- U•• F•••••••• S••••••• I••• to 1•••• E•••••••• D••••• I•••left Aug 16, 2006, registered Mar 30, 2007 (226 days) · Other
- L•••• M••••• left S•• W••••• for A••••• T••••• P•••••• W••••• (registered 2025-05-25)Jun 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address