DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Expressive Wealth LLC
Latest filing Jul 15, 2026
First filing on the tape Jan 24, 2024 · 23 filings
SEC status approved since Feb 23, 2024
RAUM
$165M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$165M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$20.6M
derived; firm RAUM over IAPD count
Employees
10
9 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$165M as of Jul 15, 2026
Jan 16, 2025$125M then
HNW client RAUM$131M as of Jul 15, 2026
Jan 16, 2025$108M then
State-registered IARs (5.B.3)7 as of Jul 15, 2026
Jan 16, 20257 then
Employees (5.A)10 as of Jul 15, 2026
Jan 16, 20257 then
Private funds: no history
RAUM +26% over the last fiscal yearIARs 7 to 7offices 0 to 4
Practice profile
derived from the filing of Jul 15, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $20.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $352,930derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +26%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$131M79%
- Individuals$34.3M21%
- Individual clients
- 129reported
- HNW clients
- 36reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 468reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Lauren Michelle GenuardiCertified Financial Planner | Chicago, Il | Mar 1, 2024 | 14 y | 2 |
| Vanessa N Martinez | Chicago, Il | Mar 1, 2024 | 18 y | 1 |
| Darlene Sue Duncan | Fairhope, Al | Mar 11, 2024 | 27 y | 2 |
| Jon Aaron Knotts | Chicago, Il | May 14, 2024 | 34 y | 0 |
| Katarzyna Richardson | Chicago, Il | Jun 24, 2024 | 11 y | 0 |
| Luis Enrique Marroquin | Chicago, Il | Aug 29, 2024 | 12 y | 0 |
| Stephanie Marie Morawski | Grosse Pointe, Mi | Dec 6, 2024 | 10 y | 1 |
| Ronald E Loyo | Chicago, Il | Aug 14, 2025 | 13 y | 3 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 13% of current headcount2 left over 36 months
Left, latest
- Kaitlin Martinez to J.P. Morgan Securities LLCJun 1, 2026 · RIA to wirehouse
- Eddie Ghanshyambhai Patel to Simplicity WealthMar 1, 2024 · Other
Joined, latest
- Ronald E Loyo from Oxford Wealth Group, LLCAug 14, 2025 · RIA to RIA
- Kaitlin Martinez from Oreka WealthMay 20, 2025 · Other
- Stephanie Marie Morawski from Equitable Advisors, LLCDec 6, 2024 · Affiliated broker-dealer or bank to independent RIA
- Darlene Sue Duncan from Wealthtrust Asset Management, LLCMar 11, 2024 · RIA to a newly registered adviser
- Lauren Michelle Genuardi from Telemus Capital, LLCMar 1, 2024 · RIA to a newly registered adviser
- Vanessa N Martinez from Hightower Advisors, LLCMar 1, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michelle Lauren Genuardi · Managing Partner/Ccocontrolsince 03/2024 · owns 50% to 75%
- N Vanessa Martinez · Managing Partnercontrolsince 03/2024 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chicago, Il · principal | 8 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 329 to 468Dec 15, 2025 to Mar 25, 2026
- Advisory employees · 7 to 9Dec 15, 2025 to Mar 25, 2026
- HNW clients · 33 to 36Dec 15, 2025 to Mar 25, 2026
- Individual clients · 98 to 129Dec 15, 2025 to Mar 25, 2026
- Employees · 7 to 10Dec 15, 2025 to Mar 25, 2026
- Discretionary RAUM · $131M to $165MDec 15, 2025 to Mar 25, 2026
- HNW RAUM · $107M to $131MDec 15, 2025 to Mar 25, 2026
- Individual RAUM · $24.0M to $34.3MDec 15, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $0 to $11,079Dec 15, 2025 to Mar 25, 2026
- RAUM · $131M to $165MDec 15, 2025 to Mar 25, 2026
- Financial planning clients · 0 to 0Mar 13, 2025 to Jul 31, 2025
- Other offices · 0 to 4Mar 13, 2025 to Jul 31, 2025
- Accounts · 117 to 329Jan 16, 2025 to Mar 13, 2025
- HNW clients · 34 to 33Jan 16, 2025 to Mar 13, 2025
- Individual clients · 83 to 98Jan 16, 2025 to Mar 13, 2025
- Other offices · 2 to 0Jan 16, 2025 to Mar 13, 2025
- Discretionary RAUM · $125M to $131MJan 16, 2025 to Mar 13, 2025
- HNW RAUM · $108M to $107MJan 16, 2025 to Mar 13, 2025
- Individual RAUM · $16.8M to $24.0MJan 16, 2025 to Mar 13, 2025
- RAUM · $125M to $131MJan 16, 2025 to Mar 13, 2025
- Advisory employees · 6 to 7Oct 25, 2024 to Dec 6, 2024
- Employees · 6 to 7Oct 25, 2024 to Dec 6, 2024
- State-registered IARs · 6 to 7Oct 25, 2024 to Dec 6, 2024
- Other offices · 1 to 2Oct 25, 2024 to Dec 6, 2024
- Accounts · 109 to 117Sep 18, 2024 to Oct 10, 2024
- Individual clients · 75 to 83Sep 18, 2024 to Oct 10, 2024
- Discretionary RAUM · $119M to $125MSep 18, 2024 to Oct 10, 2024
- HNW RAUM · $104M to $108MSep 18, 2024 to Oct 10, 2024
- Individual RAUM · $15.5M to $16.8MSep 18, 2024 to Oct 10, 2024
- Non-discretionary RAUM · $658,574 to $0Sep 18, 2024 to Oct 10, 2024
- RAUM · $120M to $125MSep 18, 2024 to Oct 10, 2024
- Advisory employees · 5 to 6Aug 28, 2024 to Aug 29, 2024
- Employees · 5 to 6Aug 28, 2024 to Aug 29, 2024
- State-registered IARs · 5 to 6Aug 28, 2024 to Aug 29, 2024
- BD registered reps · 1 to 0Jun 25, 2024 to Jul 2, 2024
- Advisory employees · 4 to 5Jun 21, 2024 to Jun 24, 2024
- Employees · 4 to 5Jun 21, 2024 to Jun 24, 2024
- State-registered IARs · 4 to 5Jun 21, 2024 to Jun 24, 2024
- Accounts · 0 to 109May 14, 2024 to Jun 21, 2024
- HNW clients · unset to 34.0May 14, 2024 to Jun 21, 2024
Signals
6 dated events
- Kaitlin Martinez left Expressive Wealth Llc for J.P. Morgan Securities Llc (registered 2026-06-17)Jun 1, 2026 · Advisor changed firm · fact
- Eddie Ghanshyambhai Patel left Expressive Wealth Llc for Simplicity Wealth (registered 2026-09-08)Mar 1, 2024 · Advisor changed firm · fact
- N Vanessa Martinez (Managing Partner) appeared on Schedule A of Expressive Wealth LlcMar 1, 2024 · Control person joined · fact
- Michelle Lauren Genuardi (Managing Partner/Cco) appeared on Schedule A of Expressive Wealth LlcMar 1, 2024 · Control person joined · fact
- Ghanshyambhai Eddie Patel (Managing Member/Cco) no longer on Schedule A of Expressive Wealth Llc (listed 2024-01-24, absent 2024-03-01)Mar 1, 2024 · Control person left · inference
- Expressive Wealth Llc filed its initial SEC registration (Form ADV)Jan 24, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 847-595-8812reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/expressive-wealth/posts/?feedView=allreportedpublic record, Form ADV, Sep 17, 2026
- Website
- expressivewealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 847-595-8812reportedpublic record, Form ADV, Jul 15, 2026
- Team page
- expressivewealth.com/team-membersreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $20.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026