RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A••••• W•••••• L•• independent RIA currentsince Apr 13, 2022 · Ridgeland, Ms
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 3, 2016 to Dec 31, 2016 · Madison, Ms
- V••• F•••••••• A•••••••• I••• BD affiliatedJun 12, 2014 to Sep 2, 2015 · Madison, Ms
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Apr 15, 2014 · Schaumburg, Il
- C••••• I••••••••• S••••••• L•• formerSep 23, 2013 to Jan 21, 2014 · Madison, Ms
- E••••• J•••• national BDJan 30, 2012 to Sep 10, 2013 · Brandon, Ms
- A• G• E•••••• • S•••• I••• unclassifiedSep 1, 2006 to Aug 15, 2007 · Ridgeland, Ms
- M•• F•••••••• S•••••••• I••• formerJun 19, 2006 to Aug 29, 2006 · Ridgeland, Ms
- V••• F•••••••• A•••••••• I••• to A••••• W•••••• L••left Dec 31, 2016, registered Apr 13, 2022 (1929 days) · Other
- C••••• I••••••••• A••••••• L•• to V••• F•••••••• A•••••••• I•••left Apr 15, 2014, registered Jun 12, 2014 (58 days) · Other
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- E••••• J•••• to C••••• I••••••••• S••••••• L••left Sep 10, 2013, registered Sep 23, 2013 (13 days) · Other
- A• G• E•••••• • S•••• I••• to E••••• J••••left Aug 15, 2007, registered Jan 30, 2012 (1629 days) · Other
- M•• F•••••••• S•••••••• I••• to A• G• E•••••• • S•••• I•••left Aug 29, 2006, registered Sep 1, 2006 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address