DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Registered advisor
C•••• W•••
Certified Financial Planner
Feed of 09/15/2026
Also filed as Cheuk Hang W•••
At current firm
4 y
since Sep 6, 2022
In the industry
20 y
since Oct 18, 2005 (earliest exam, job or registration)
Prior registered firms
12
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Sep 6, 2022 · Pleasanton, Ca
- S••••• W••••• A•••••••• I••• no RAUMDec 16, 2021 to Sep 20, 2022 · San Francisco, Ca
- C•••••• S••••• • C••• I••• national BDSep 23, 2021 to Sep 20, 2022 · San Francisco, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 7, 2019 to Oct 20, 2021 · San Francisco, Ca
- T• A••••••••• I••• formerAug 7, 2019 to Oct 20, 2021 · San Francisco, Ca
- C•••••• S••••• • C••• I••• national BDMar 27, 2018 to Aug 1, 2019 · San Ramon, Ca
- B••••••• I••••••••• S•••••••• I••• ••••• formerSep 28, 2016 to Mar 28, 2018 · San Jose, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 5, 2015 to Oct 3, 2016 · San Jose, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 1, 2014 to Dec 31, 2014 · Oakland, Ca
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Dec 31, 2013 · Berkeley, Ca
- C•••• I••••••••• S••••••• C•••• formerNov 30, 2010 to Oct 1, 2012 · San Francisco, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 6, 2008 to Oct 6, 2010 · Oakland, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 19, 2005 to Feb 9, 2007 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••left Sep 20, 2022, registered Dec 16, 2021 (-278 days) · channel change inside one enterprise, not a move
- S••••• W••••• A•••••••• I••• to W•••• F•••• A•••••••left Sep 20, 2022, registered Sep 6, 2022 (-14 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Oct 20, 2021, registered Aug 7, 2019 (-805 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to C•••••• S••••• • C••• I•••left Oct 20, 2021, registered Sep 23, 2021 (-27 days) · channel change inside one enterprise, not a move
- C•••••• S••••• • C••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 1, 2019, registered Aug 7, 2019 (6 days) · Affiliated broker-dealer or bank to independent RIA
- B••••••• I••••••••• S•••••••• I••• ••••• to C•••••• S••••• • C••• I•••left Mar 28, 2018, registered Mar 27, 2018 (-1 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••••••• I••••••••• S•••••••• I••• •••••left Oct 3, 2016, registered Sep 28, 2016 (-5 days) · Other
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 31, 2014, registered Aug 5, 2015 (217 days) · Other
- J••• M••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••left Dec 31, 2013, registered Jul 1, 2014 (182 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to C•••• I••••••••• S••••••• C••••left Oct 6, 2010, registered Nov 30, 2010 (55 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to C•••••••• G••••• M•••••• I•••left Feb 9, 2007, registered Oct 6, 2008 (605 days) · Other
Signals
- C•••• W••• left S••••• W••••• A•••••••• I••• for W•••• F•••• A••••••• (registered 2022-09-06)Sep 20, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address