DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Charles Waddell
Feed of 09/14/2026
At current firm
9 y
since Jun 26, 2017
In the industry
30 y
since Mar 1, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cl Wealth Management LLC independent RIA currentsince Jun 26, 2017 · Springdale, Ar
- Wilbanks Securities Advisory formerAug 12, 2016 to Jun 23, 2017 · Springdale, Ar
- Osaic Wealth, Inc. BD affiliatedMay 23, 2016 to Jul 22, 2016 · Springdale, Ar
- First Independent Advisory Services, Inc. unclassifiedJul 6, 2010 to Jul 20, 2016 · Springdale, Ar
- Next Financial Group, Inc. formerAug 22, 2008 to Jul 2, 2010 · Houston, Tx
- Edward Jones national BDFeb 12, 2007 to Aug 21, 2008 · Springdale, Ar
Moves
a registration end followed by a registration begin elsewhere
- Wilbanks Securities Advisory to Cl Wealth Management LLCleft Jun 23, 2017, registered Jun 26, 2017 (3 days) · Other · moved with a team
- Osaic Wealth, Inc. to Wilbanks Securities Advisoryleft Jul 22, 2016, registered Aug 12, 2016 (21 days) · Other
- First Independent Advisory Services, Inc. to Osaic Wealth, Inc.left Jul 20, 2016, registered May 23, 2016 (-58 days) · Other
- Next Financial Group, Inc. to First Independent Advisory Services, Inc.left Jul 2, 2010, registered Jul 6, 2010 (4 days) · Other
- Edward Jones to Next Financial Group, Inc.left Aug 21, 2008, registered Aug 22, 2008 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address