DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Sean L Cable

LPL Financial LLCBD affiliatedRockville, Mddual registrantIAPD 5000045

Feed of 09/14/2026

Also filed as Sean Lee Cable

At current firm

1 y

since May 1, 2025

In the industry

21 y

since Sep 16, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since May 1, 2025 · Rockville, Md
Grove Point Advisors, LLC former
Apr 1, 2021 to May 1, 2025 · Rockville, Md
H. Beck, Inc. former
Apr 24, 2019 to Apr 1, 2021 · Rockville, Md
Citigroup Global Markets Inc. BD affiliated
Mar 1, 2016 to May 10, 2019 · Washington, Dc
Pnc Wealth Management BD affiliated
Oct 13, 2009 to Mar 2, 2016 · Fredericksburg, Va
United Brokerage Services Inc BD affiliated
Jul 28, 2006 to Sep 28, 2009 · Mclean, Va
A. G. Edwards & Sons, Inc. unclassified
Oct 18, 2005 to Jul 28, 2006 · Washington, Dc

Moves

a registration end followed by a registration begin elsewhere

Grove Point Advisors, LLC to LPL Financial LLC
left May 1, 2025, registered May 1, 2025 (0 days) · corporate re-registration, not a move
H. Beck, Inc. to Grove Point Advisors, LLC
left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
Citigroup Global Markets Inc. to H. Beck, Inc.
left May 10, 2019, registered Apr 24, 2019 (-16 days) · Affiliated broker-dealer or bank to another
Pnc Wealth Management to Citigroup Global Markets Inc.
left Mar 2, 2016, registered Mar 1, 2016 (-1 days) · Other
United Brokerage Services Inc to Pnc Wealth Management
left Sep 28, 2009, registered Oct 13, 2009 (15 days) · Other
A. G. Edwards & Sons, Inc. to United Brokerage Services Inc
left Jul 28, 2006, registered Jul 28, 2006 (0 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address