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Registered advisor
W•••••• E••• K•••
Feed of 09/14/2026
Also filed as W•••••• E••• K•••
At current firm
4 y
since May 17, 2022
In the industry
17 y
since Jul 8, 2009 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince May 17, 2022 · Pittsburgh, Pa
- C••••••• S••••••••• I••• BD affiliatedAug 17, 2020 to Nov 2, 2021 · Mcmurray, Pa
- E••••• J•••• national BDMay 1, 2019 to Aug 13, 2020 · St Louis, Mo
- E•• F•••••••• A••••••• independent RIAJan 11, 2019 to Apr 30, 2019 · Snohomish, Wa
- E•••••• C•••••• M••••••••• L•• formerDec 11, 2017 to Nov 14, 2018 · Seattle, Wa
- P•••• S••••••••• L•• no RAUMJan 6, 2017 to May 17, 2017 · Mercer Island, Wa
- K•• I••••••••• S••••••• L•• BD affiliatedSep 24, 2013 to Jan 3, 2017 · Tacoma, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 10, 2009 to May 17, 2013 · Everett, Wa
Moves
a registration end followed by a registration begin elsewhere
- C••••••• S••••••••• I••• to S•••• F••• I••••••••• M••••••••• C••••left Nov 2, 2021, registered May 17, 2022 (196 days) · Other
- E••••• J•••• to C••••••• S••••••••• I•••left Aug 13, 2020, registered Aug 17, 2020 (4 days) · Affiliated broker-dealer or bank to another
- E•• F•••••••• A••••••• to E••••• J••••left Apr 30, 2019, registered May 1, 2019 (1 days) · Affiliated broker-dealer or bank to another
- E•••••• C•••••• M••••••••• L•• to E•• F•••••••• A•••••••left Nov 14, 2018, registered Jan 11, 2019 (58 days) · RIA to affiliated broker-dealer or bank
- P•••• S••••••••• L•• to E•••••• C•••••• M••••••••• L••left May 17, 2017, registered Dec 11, 2017 (208 days) · Other
- K•• I••••••••• S••••••• L•• to P•••• S••••••••• L••left Jan 3, 2017, registered Jan 6, 2017 (3 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to K•• I••••••••• S••••••• L••left May 17, 2013, registered Sep 24, 2013 (130 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address