DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Harry R Austin
Feed of 09/14/2026
Also filed as Harry Raymond Austin
At current firm
1 y
since Mar 31, 2025
In the industry
21 y
since Aug 26, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · San Antonio, Tx
- Fidelity Personal And Workplace Advisors formerMar 1, 2022 to Mar 31, 2025 · San Antonio, Tx
- Victory Capital Management Inc. asset managerJun 4, 2021 to Sep 24, 2021 · San Antonio, Tx
- Usaa Investment Services Company no RAUMJan 8, 2018 to Jul 3, 2019 · San Antonio, Tx
- Usaa Financial Planning Services formerJan 24, 2012 to Jan 8, 2018 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Victory Capital Management Inc. to Fidelity Personal And Workplace Advisorsleft Sep 24, 2021, registered Mar 1, 2022 (158 days) · Other
- Usaa Investment Services Company to Victory Capital Management Inc.left Jul 3, 2019, registered Jun 4, 2021 (702 days) · corporate re-registration, not a move
- Usaa Financial Planning Services to Usaa Investment Services Companyleft Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address