RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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J•••• E••• K•••••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Oct 31, 2023 · Bethesda, Md
- G••••• R••••••••• P••••••• L•• institutionalOct 11, 2023 to Oct 17, 2023 · Bethesda, Md
- C••••••••• F•••••••• N•••••• national BDJun 28, 2017 to Nov 1, 2023 · Bethesda, Md
- J••• H•••••• I••••••••• M••••••••• L•• asset managerMar 17, 2009 to Sep 18, 2009 · Downers Grove, Il
- V•• K••••• A••••••• I•• unclassifiedFeb 1, 2006 to Jan 27, 2009 · Houston, Tx
- M••••• S•••••• D• I••• unclassifiedOct 10, 2005 to Feb 2, 2006 · Riverwoods, Il
- C••••••••• F•••••••• N•••••• to G••••• R••••••••• P••••••• L••left Nov 1, 2023, registered Oct 11, 2023 (-21 days) · Other · moved with a team
- J••• H•••••• I••••••••• M••••••••• L•• to C••••••••• F•••••••• N••••••left Sep 18, 2009, registered Jun 28, 2017 (2840 days) · Other
- V•• K••••• A••••••• I•• to J••• H•••••• I••••••••• M••••••••• L••left Jan 27, 2009, registered Mar 17, 2009 (49 days) · Other
- M••••• S•••••• D• I••• to V•• K••••• A••••••• I••left Feb 2, 2006, registered Feb 1, 2006 (-1 days) · Other
- J•••• E••• K••••••• left C••••••••• F•••••••• N•••••• for G••••• R••••••••• P••••••• L•• (registered 2023-10-11)Nov 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address