DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Kenneth Groover
Feed of 09/14/2026
At current firm
2 y
since Dec 20, 2023
In the industry
16 y
since Jul 22, 2010 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Victory Capital Management Inc. asset manager currentsince Dec 20, 2023 · San Antonio, Tx
- Park Avenue Securities LLC BD affiliatedNov 28, 2022 to Nov 30, 2023 · Austin, Tx
- Esi Financial Advisors independent RIANov 2, 2021 to Nov 11, 2022 · Addison, Tx
- Allstate Financial Advisors, LLC BD affiliatedMar 15, 2016 to Oct 21, 2021 · San Antonio, Tx
- MML Investors Services, LLC BD affiliatedAug 6, 2014 to Feb 17, 2016 · San Antonio, Tx
- Thrivent Investment Management Inc. BD affiliatedJun 4, 2012 to Jul 9, 2014 · Irving, Tx
Moves
a registration end followed by a registration begin elsewhere
- Park Avenue Securities LLC to Victory Capital Management Inc.left Nov 30, 2023, registered Dec 20, 2023 (20 days) · Other
- Esi Financial Advisors to Park Avenue Securities LLCleft Nov 11, 2022, registered Nov 28, 2022 (17 days) · Affiliated broker-dealer or bank to another
- Allstate Financial Advisors, LLC to Esi Financial Advisorsleft Oct 21, 2021, registered Nov 2, 2021 (12 days) · Affiliated broker-dealer or bank to another
- MML Investors Services, LLC to Allstate Financial Advisors, LLCleft Feb 17, 2016, registered Mar 15, 2016 (27 days) · Other
- Thrivent Investment Management Inc. to MML Investors Services, LLCleft Jul 9, 2014, registered Aug 6, 2014 (28 days) · Other
Signals
- Brian Kenneth Groover left Park Avenue Securities Llc for Victory Capital Management Inc. (registered 2023-12-20)Nov 30, 2023 · Advisor changed firm · fact
- Brian Kenneth Groover left Esi Financial Advisors for Park Avenue Securities Llc (registered 2022-11-28)Nov 11, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address