RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••• J• G••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Jul 29, 2025 · Edina, Mn
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Jul 17, 2025 · Oakdale, Mn
- F••••••• P••••••• A•• W•••••••• A••••••• formerJan 24, 2024 to Mar 31, 2025 · Oakdale, Mn
- C•••••• S••••• • C••• I••• national BDMay 11, 2023 to Jan 10, 2024 · Edina, Mn
- E••••• J•••• national BDJan 10, 2023 to Apr 27, 2023 · Minneapolis, Mn
- T•• M••••• G••••• L•• independent RIAJan 19, 2022 to Nov 15, 2022 · Chicago, Il
- C•••••• S••••• • C••• I••• national BDDec 8, 2008 to Jan 9, 2022 · Englewood, Co
- A••••••••• F•••••••• S•••••••• L•• national BDJan 11, 2006 to Oct 2, 2008 · Minneapolis, Mn
- S•••••••• A••••••• L•• to S••••• W••••• A•••••••• I•••left Jul 17, 2025, registered Jul 29, 2025 (12 days) · Other · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C•••••• S••••• • C••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jan 10, 2024, registered Jan 24, 2024 (14 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to C•••••• S••••• • C••• I•••left Apr 27, 2023, registered May 11, 2023 (14 days) · Affiliated broker-dealer or bank to another
- T•• M••••• G••••• L•• to E••••• J••••left Nov 15, 2022, registered Jan 10, 2023 (56 days) · RIA to affiliated broker-dealer or bank
- C•••••• S••••• • C••• I••• to T•• M••••• G••••• L••left Jan 9, 2022, registered Jan 19, 2022 (10 days) · Affiliated broker-dealer or bank to independent RIA
- A••••••••• F•••••••• S•••••••• L•• to C•••••• S••••• • C••• I•••left Oct 2, 2008, registered Dec 8, 2008 (67 days) · Affiliated broker-dealer or bank to another
- N••••• J• G•••••• left S•••••••• A••••••• L•• for S••••• W••••• A•••••••• I••• (registered 2025-07-29)Jul 17, 2025 · Advisor changed firm · fact
- N••••• J• G•••••• left C•••••• S••••• • C••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-01-24)Jan 10, 2024 · Advisor changed firm · fact
- N••••• J• G•••••• left E••••• J•••• for C•••••• S••••• • C••• I••• (registered 2023-05-11)Apr 27, 2023 · Advisor changed firm · fact
- N••••• J• G•••••• left T•• M••••• G••••• L•• for E••••• J•••• (registered 2023-01-10)Nov 15, 2022 · Advisor changed firm · fact
- N••••• J• G•••••• left C•••••• S••••• • C••• I••• for T•• M••••• G••••• L•• (registered 2022-01-19)Jan 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address