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Registered advisor
V•••••• D••••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseFlorham Park, Nj dual registrantIAPD 5012003
Feed of 09/14/2026
Also filed as V•••••• Gerard D••••••
At current firm
7 y
since May 8, 2019
In the industry
29 y
since Jun 1, 1997 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince May 8, 2019 · Florham Park, Nj
- J••• M••••• S••••••••• L•• wirehouseJul 25, 2013 to May 16, 2019 · Somerset, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 23, 2010 to Jul 25, 2013 · Bridgewater, Nj
- C••••••• F•••••••• D••••••• I••• BD affiliatedMay 13, 2009 to Aug 23, 2010 · Bridgewater, Nj
- P•• W••••• M••••••••• BD affiliatedDec 21, 2005 to May 4, 2009 · Manville, Nj
- W•••••• • R••• formerSep 16, 2005 to Dec 19, 2005 · Morristown, Nj
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 16, 2019, registered May 8, 2019 (-8 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Jul 25, 2013, registered Jul 25, 2013 (0 days) · Wirehouse to wirehouse
- C••••••• F•••••••• D••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 23, 2010, registered Aug 23, 2010 (0 days) · Other
- P•• W••••• M••••••••• to C••••••• F•••••••• D••••••• I•••left May 4, 2009, registered May 13, 2009 (9 days) · Other
- W•••••• • R••• to P•• W••••• M•••••••••left Dec 19, 2005, registered Dec 21, 2005 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address