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RIA Intelligence
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Registered advisor
J••••• A• R••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
5 y
since Jan 12, 2021
In the industry
21 y
since Aug 25, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 12, 2021 · Phoenix, Az
- S••••• W••••• A•••••••• I••• no RAUMNov 18, 2013 to Feb 1, 2021 · Phoenix, Az
- U••• F•••••••• P••••••• S••••••• formerDec 11, 2008 to Sep 16, 2013 · Phoenix, Az
- U••• I••••••••• S••••••• C•••••• no RAUMJul 15, 2008 to Dec 31, 2008 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- S••••• W••••• A•••••••• I••• to C•••••• S••••• • C••• I•••left Feb 1, 2021, registered Jan 12, 2021 (-20 days) · channel change inside one enterprise, not a move · moved with a team
- U••• F•••••••• P••••••• S••••••• to S••••• W••••• A•••••••• I•••left Sep 16, 2013, registered Nov 18, 2013 (63 days) · Other
- U••• I••••••••• S••••••• C•••••• to U••• F•••••••• P••••••• S•••••••left Dec 31, 2008, registered Dec 11, 2008 (-20 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address