DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T•••••• A•• M•••• K••••
Feed of 09/15/2026
Also filed as T•••••• Ann M•••• Galbiati
At current firm
3 y
since Dec 2, 2022
In the industry
16 y
since Jun 11, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated currentsince Dec 2, 2022 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseMar 4, 2015 to Aug 30, 2022 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseNov 22, 2013 to Mar 6, 2015 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseMay 3, 2012 to Nov 1, 2013 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseJan 27, 2011 to May 3, 2012 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to B••••••• F• E•••••• • C••••••• I•••••••••left Aug 30, 2022, registered Dec 2, 2022 (94 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Mar 6, 2015, registered Mar 4, 2015 (-2 days) · channel change inside one enterprise, not a move
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Nov 1, 2013, registered Nov 22, 2013 (21 days) · channel change inside one enterprise, not a move
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left May 3, 2012, registered May 3, 2012 (0 days) · channel change inside one enterprise, not a move
Signals
- T•••••• A•• M•••• K•••• left W•••• F•••• A••••••• for B••••••• F• E•••••• • C••••••• I••••••••• (registered 2022-12-02)Aug 30, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address