DFX Intelligence
RIA Intelligence
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Registered advisor
D•••• E••• D••••••
Feed of 09/14/2026
At current firm
7 y
since Apr 25, 2019
In the industry
19 y
since Mar 10, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealth currentsince Apr 25, 2019 · Leawood, Ks
- I••••••••• F•••••••• P••••••• BD affiliatedMay 3, 2012 to Apr 25, 2019 · Leawood, Ks
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedOct 1, 2010 to May 1, 2012 · Blue Spring, Mo
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• F•••••••• P••••••• to I••••••••• A•••••• A•••••••• L••left Apr 25, 2019, registered Apr 25, 2019 (0 days) · Affiliated broker-dealer or bank to independent RIA
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to I••••••••• F•••••••• P•••••••left May 1, 2012, registered May 3, 2012 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address