DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• G••••• G•••••

M••••••BD affiliatedPalm Beach Gardens, FlIA-onlyIAPD 5020505

Certified Financial Planner

Feed of 09/14/2026

Also filed as K•••• G••••• G••••• Jr

At current firm

3 y

since Feb 3, 2023

In the industry

20 y

since May 5, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• BD affiliated current
since Feb 3, 2023 · Palm Beach Gardens, Fl
E•••••• F•••••••• E•••••• independent RIA
Nov 1, 2018 to Mar 1, 2023 · Boca Raton, Fl
E•••••• F•••••••• S•••••••• L•• former
Feb 17, 2012 to Nov 1, 2018 · Fairfax, Va
S•••••••• A••••••• L•• national BD
Apr 3, 2008 to Jan 18, 2012 · Boca Raton, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Mar 7, 2007 to Feb 19, 2008 · Weston, Fl

Moves

a registration end followed by a registration begin elsewhere

E•••••• F•••••••• E•••••• to M••••••
left Mar 1, 2023, registered Feb 3, 2023 (-26 days) · RIA to affiliated broker-dealer or bank
E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••
left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
S•••••••• A••••••• L•• to E•••••• F•••••••• S•••••••• L••
left Jan 18, 2012, registered Feb 17, 2012 (30 days) · Other
A••••••••• F•••••••• S•••••••• L•• to S•••••••• A••••••• L••
left Feb 19, 2008, registered Apr 3, 2008 (44 days) · Affiliated broker-dealer or bank to another

Signals

K•••• G••••• G••••• left E•••••• F•••••••• E•••••• for Mariner (registered 2023-02-03)
Mar 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address