DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Renata Lance
Feed of 09/14/2026
Also filed as Renata Slipak
At current firm
2 y
since Mar 1, 2024
In the industry
17 y
since Mar 28, 2009 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Emerson Equity LLC BD affiliated currentsince Mar 1, 2024 · San Mateo, Ca
- Cetera Investment Advisers LLC BD affiliatedMay 31, 2019 to May 25, 2022 · San Carlos, Ca
- Morgan Stanley wirehouseFeb 15, 2019 to Feb 27, 2019 · Burlingame, Ca
- Osaic Wealth, Inc. BD affiliatedNov 2, 2018 to Jan 8, 2019 · Lafayette, Ca
- Signator Investors, Inc. formerAug 11, 2016 to Nov 2, 2018 · Lafayette, Ca
- Wells Fargo Advisors wirehouseMar 17, 2016 to Jul 5, 2016 · Palo Alto, Ca
- Wells Fargo Advisors wirehouseJan 3, 2011 to Jun 6, 2014 · Palo Alto, Ca
- Wells Fargo Investments, LLC unclassifiedSep 29, 2010 to Jan 3, 2011 · Palo Alto, Ca
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to Emerson Equity LLCleft May 25, 2022, registered Mar 1, 2024 (646 days) · Affiliated broker-dealer or bank to another
- Morgan Stanley to Cetera Investment Advisers LLCleft Feb 27, 2019, registered May 31, 2019 (93 days) · Wirehouse to affiliated broker-dealer or bank
- Osaic Wealth, Inc. to Morgan Stanleyleft Jan 8, 2019, registered Feb 15, 2019 (38 days) · Affiliated broker-dealer or bank to wirehouse
- Signator Investors, Inc. to Osaic Wealth, Inc.left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- Wells Fargo Advisors to Signator Investors, Inc.left Jul 5, 2016, registered Aug 11, 2016 (37 days) · Other
- Wells Fargo Investments, LLC to Wells Fargo Advisorsleft Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
- Renata Lance left Cetera Investment Advisers Llc for Emerson Equity Llc (registered 2024-03-01)May 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address