DFX Intelligence
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Registered advisor
N••••••• C••••
Feed of 09/14/2026
At current firm
4 y
since Feb 10, 2022
In the industry
20 y
since Dec 16, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Feb 10, 2022 · Fairfax, Va
- W•••• F•••• A••••••• wirehouseSep 23, 2015 to Jun 15, 2018 · Sebastian, Fl
- E•••• S••••••••• L•• BD affiliatedApr 24, 2015 to Sep 4, 2015 · Sunrise, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 1, 2009 to Oct 10, 2009 · Fairfax, Va
- A••••••••• F•••••••• S•••••••• L•• national BDDec 16, 2005 to Nov 17, 2008 · Centreville, Va
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••left Jun 15, 2018, registered Feb 10, 2022 (1336 days) · Wirehouse to affiliated broker-dealer or bank
- E•••• S••••••••• L•• to W•••• F•••• A•••••••left Sep 4, 2015, registered Sep 23, 2015 (19 days) · Other
- M•• I•••••••• S•••••••• L•• to E•••• S••••••••• L••left Oct 10, 2009, registered Apr 24, 2015 (2022 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M•• I•••••••• S•••••••• L••left Nov 17, 2008, registered May 1, 2009 (165 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address