D••••• E••••• W•••••

S•••••••• A••••••• L••national BDShelby Township, Midual registrantIAPD 5025253

Feed of 09/14/2026

Also filed as D••••• E••••• W•••••

At current firm

1 y

since Mar 31, 2025

In the industry

20 y

since Oct 10, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since Mar 31, 2025 · Shelby Township, Mi
F••••••• P••••••• A•• W•••••••• A••••••• former
Aug 14, 2024 to Mar 31, 2025 · Farmington, Mi
C•••••• S••••• • C••• I••• national BD
Jan 26, 2022 to May 9, 2024 · Birmingham, Mi
T• A••••••••• I••••••••• M••••••••• L•• former
Apr 11, 2019 to Sep 7, 2023 · Birmingham, Mi
T• A••••••••• I••• former
Apr 11, 2019 to Oct 14, 2022 · Birmingham, Mi
J••• M••••• S••••••••• L•• wirehouse
Jan 6, 2016 to Apr 12, 2019 · Rochester Hills, Mi
T••••••• I••••••••• M••••••••• I••• BD affiliated
Aug 26, 2010 to Dec 28, 2015 · Detroit, Mi

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
C•••••• S••••• • C••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left May 9, 2024, registered Aug 14, 2024 (97 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Apr 11, 2019 (-1282 days) · corporate re-registration, not a move
J••• M••••• S••••••••• L•• to T• A••••••••• I•••
left Apr 12, 2019, registered Apr 11, 2019 (-1 days) · Other
T••••••• I••••••••• M••••••••• I••• to J••• M••••• S••••••••• L••
left Dec 28, 2015, registered Jan 6, 2016 (9 days) · Other

Signals

••• Locked
May 9, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address