DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Matthew Marcus

Arkadios Wealth AdvisorsBD affiliatedLongwood, Fldual registrantIAPD 5025438

Feed of 09/14/2026

Also filed as Matthew R Marcus

At current firm

0 y

since Mar 10, 2026

In the industry

20 y

since Nov 22, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Arkadios Wealth Advisors BD affiliated current
since Mar 10, 2026 · Longwood, Fl
Principal Securities, Inc. BD affiliated
Oct 25, 2023 to Mar 16, 2026 · Longwood, Fl
LPL Financial LLC BD affiliated
Oct 24, 2022 to Aug 1, 2023 · Winter Park, Fl
Empower Advisory Group, LLC BD affiliated
Mar 15, 2018 to Jun 1, 2022 · Longwood, Fl
Principal Securities, Inc. BD affiliated
Sep 21, 2012 to Aug 15, 2013 · Maitland, Fl
Spc BD affiliated
May 24, 2010 to Sep 30, 2010 · Altamonte Springs, Fl
Morgan Stanley Dw Inc. unclassified
Nov 22, 2005 to Jun 7, 2006 · Winter Park, Fl

Moves

a registration end followed by a registration begin elsewhere

Principal Securities, Inc. to Arkadios Wealth Advisors
left Mar 16, 2026, registered Mar 10, 2026 (-6 days) · Affiliated broker-dealer or bank to another
LPL Financial LLC to Principal Securities, Inc.
left Aug 1, 2023, registered Oct 25, 2023 (85 days) · Affiliated broker-dealer or bank to another
Empower Advisory Group, LLC to LPL Financial LLC
left Jun 1, 2022, registered Oct 24, 2022 (145 days) · Affiliated broker-dealer or bank to independent RIA
Principal Securities, Inc. to Empower Advisory Group, LLC
left Aug 15, 2013, registered Mar 15, 2018 (1673 days) · Other
Spc to Principal Securities, Inc.
left Sep 30, 2010, registered Sep 21, 2012 (722 days) · Other
Morgan Stanley Dw Inc. to Spc
left Jun 7, 2006, registered May 24, 2010 (1447 days) · Other

Signals

Matthew Marcus left Principal Securities, Inc. for Arkadios Wealth Advisors (registered 2026-03-10)
Mar 16, 2026 · Advisor changed firm · fact
Matthew Marcus left Lpl Financial Llc for Principal Securities, Inc. (registered 2023-10-25)
Aug 1, 2023 · Advisor changed firm · fact
Matthew Marcus left Empower Advisory Group, Llc for Lpl Financial Llc (registered 2022-10-24)
Jun 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address