R••• O••••

• E•••••• A••••••• G••••• L•• BD affiliated current
  since Apr 28, 2021 · Greenwood Village, Co
• P••• A••••• S••••••••• L•• BD affiliated
  Apr 13, 2007 to Nov 20, 2009 · Greenwood Village, Co
• H•••••• T••••••• • K•••• L•• independent RIA
  Feb 9, 2006 to Jul 18, 2006 · Colorado Springs, Co

• P••• A••••• S••••••••• L•• to E•••••• A••••••• G••••• L••
  left Nov 20, 2009, registered Apr 28, 2021 (4177 days) · Other
• H•••••• T••••••• • K•••• L•• to P••• A••••• S••••••••• L••
  left Jul 18, 2006, registered Apr 13, 2007 (269 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address