DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••••• S• T•••••

M••••••••• R•••••••••BD affiliatedWashington, Dc dual registrantIAPD 5034422

Feed of 09/14/2026

Also filed as Tiffany Stratton Stocker

At current firm

1 y

since Jun 7, 2025

In the industry

20 y

since Nov 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••••••• R••••••••• BD affiliated current
since Jun 7, 2025 · Cypress, Tx
E•••••• A••••••• G••••• L•• BD affiliated
Jul 11, 2023 to May 7, 2025 · Greenwood Village, Co
T•••••• P•••••••• A•••••••• L•• independent RIA
Nov 20, 2009 to Apr 7, 2023 · Southlake, Tx
M•• I•••••••• S•••••••• L•• BD affiliated
Jan 28, 2009 to Nov 10, 2009 · Fort Worth, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 18, 2006 to Jan 13, 2009 · Marble Falls, Tx
A••••••••• F•••••••• S•••••••• L•• national BD
Jan 7, 2006 to Feb 1, 2006 · Hurst, Tx

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to M••••••••• R•••••••••
left May 7, 2025, registered Jun 7, 2025 (31 days) · Affiliated broker-dealer or bank to another
T•••••• P•••••••• A•••••••• L•• to E•••••• A••••••• G••••• L••
left Apr 7, 2023, registered Jul 11, 2023 (95 days) · RIA to affiliated broker-dealer or bank
M•• I•••••••• S•••••••• L•• to T•••••• P•••••••• A•••••••• L••
left Nov 10, 2009, registered Nov 20, 2009 (10 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• I•••••••• S•••••••• L••
left Jan 13, 2009, registered Jan 28, 2009 (15 days) · Other
A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 1, 2006, registered Jan 18, 2006 (-14 days) · Affiliated broker-dealer or bank to wirehouse

Signals

T•••••• S• T••••• left E•••••• A••••••• G••••• L•• for M••••••••• R••••••••• (registered 2025-06-07)
May 7, 2025 · Advisor changed firm · fact
T•••••• S• T••••• left T•••••• P•••••••• A•••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2023-07-11)
Apr 7, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address