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Registered advisor
A••••• R••••••• D•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Art D•••
At current firm
4 y
since Jan 14, 2022
In the industry
20 y
since Dec 9, 2005 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jan 14, 2022 · Dallas, Tx
- P•• W••••• M••••••••• BD affiliatedAug 19, 2021 to Jan 26, 2022 · Dallas, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerSep 11, 2014 to Aug 17, 2021 · Dallas, Tx
- P•••• S••••••••• L•• no RAUMDec 6, 2012 to Jul 10, 2014 · Plano, Tx
- M•• F•••••••• S•••••••• I••• formerNov 16, 2009 to Oct 3, 2012 · Dallas, Tx
- A••••••••• S••••••••• C•••• unclassifiedNov 30, 2007 to Jan 27, 2009 · Arlington, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 12, 2005 to Aug 28, 2007 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to M••••• S••••••left Jan 26, 2022, registered Jan 14, 2022 (-12 days) · Affiliated broker-dealer or bank to wirehouse
- P•• M•••••• A•••••• S••••••••• I••• to P•• W••••• M•••••••••left Aug 17, 2021, registered Aug 19, 2021 (2 days) · corporate re-registration, not a move
- P•••• S••••••••• L•• to P•• M•••••• A•••••• S••••••••• I•••left Jul 10, 2014, registered Sep 11, 2014 (63 days) · Other
- M•• F•••••••• S•••••••• I••• to P•••• S••••••••• L••left Oct 3, 2012, registered Dec 6, 2012 (64 days) · Other
- A••••••••• S••••••••• C•••• to M•• F•••••••• S•••••••• I•••left Jan 27, 2009, registered Nov 16, 2009 (293 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• S••••••••• C••••left Aug 28, 2007, registered Nov 30, 2007 (94 days) · Other
Signals
- A••••• R••••••• D••• left P•• W••••• M••••••••• for M••••• S•••••• (registered 2022-01-14)Jan 26, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address