RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• G••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Nov 20, 2023 · Jupiter, Fl
- J••• M••••• P•••••• W••••• A••••••• L•• formerNov 13, 2015 to Mar 20, 2025 · Palm Beach, Fl
- C••••• S••••• S••••••••• •••• L•• formerNov 18, 2010 to Dec 9, 2015 · West Palm Beach, Fl
- A••••••••• L••• otherAug 27, 2010 to Nov 15, 2010 · West Palm Beach, Fl
- J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••left Mar 20, 2025, registered Nov 20, 2023 (-486 days) · corporate re-registration, not a move
- C••••• S••••• S••••••••• •••• L•• to J••• M••••• P•••••• W••••• A••••••• L••left Dec 9, 2015, registered Nov 13, 2015 (-26 days) · Other · moved with a team
- A••••••••• L••• to C••••• S••••• S••••••••• •••• L••left Nov 15, 2010, registered Nov 18, 2010 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address