DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D•••• J••• S•••••••
Feed of 09/14/2026
Also filed as D•••• J• S•••••••
At current firm
8 y
since Aug 3, 2018
In the industry
20 y
since Dec 2, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealth currentsince Aug 3, 2018 · Walls, Ms
- I••••••••• F•••••••• P••••••• BD affiliatedMay 4, 2011 to Aug 3, 2018 · Southhaven, Ms
- E••••• J•••• national BDAug 8, 2008 to Nov 2, 2010 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• F•••••••• P••••••• to I••••••••• A•••••• A•••••••• L••left Aug 3, 2018, registered Aug 3, 2018 (0 days) · RIA to RIA
- E••••• J•••• to I••••••••• F•••••••• P•••••••left Nov 2, 2010, registered May 4, 2011 (183 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address