DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••••• E••• P•••••

C• A•••••••• L••independent RIABoston, Ma IA-onlyIAPD 5039592

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as K•••••• P•••••

At current firm

0 y

since Feb 2, 2026

In the industry

20 y

since Dec 2, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C• A•••••••• L•• independent RIA current
since Feb 2, 2026 · Boston, Ma
R•••• C•••••• independent RIA
May 30, 2017 to Feb 9, 2026 · West Jordan, Ut
M••••• S•••••• wirehouse
Jan 4, 2010 to Nov 26, 2010 · South Jordan, Ut
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to Sep 18, 2007 · Salt Lake City, Ut
M••••• S•••••• D• I••• unclassified
Apr 12, 2006 to Apr 2, 2007 · Salt Lake City, Ut

Moves

a registration end followed by a registration begin elsewhere

R•••• C•••••• to C• A•••••••• L••
left Feb 9, 2026, registered Feb 2, 2026 (-7 days) · RIA to RIA · moved with a team
M••••• S•••••• to R•••• C••••••
left Nov 26, 2010, registered May 30, 2017 (2377 days) · Other
M••••• S•••••• • C•• L•• to M••••• S••••••
left Sep 18, 2007, registered Jan 4, 2010 (839 days) · Other
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

K•••••• E••• P••••• left R•••• C•••••• for C• A•••••••• L•• (registered 2026-02-02)
Feb 9, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address