DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Rovin Capital
Legal name Rovin Capital LLC
Latest filing Mar 25, 2026
First filing on the tape Mar 16, 2012 · 61 filings
SEC status approved since Feb 24, 2010
RAUM
$917M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
75%
$684M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$459M
derived; firm RAUM over IAPD count
Employees
14
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
61 filings and snapshots on the tape
RAUM$917M as of Mar 25, 2026
Jun 4, 2012$94.2M then
HNW client RAUM$551M as of Mar 25, 2026
Mar 12, 2018$80.0M then
State-registered IARs (5.B.3)9 as of Mar 25, 2026
Jun 4, 20120 then
Employees (5.A)14 as of Mar 25, 2026
Jul 1, 20134 then
Private funds2 as of Mar 25, 2026
Mar 22, 20231 then
RAUM +29% over the last fiscal year+24% a year over threeIARs 9 to 9
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $459MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 260derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $354,859derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 19%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 7.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$551M60%
- Pension and profit-sharing plans$173M19%
- Individuals$132M14%
- Corporations and businesses$58.2M6.3%
- Charitable organizations$2.8M0.3%
- Individual clients
- 363reported
- HNW clients
- 157reported
- Pension plan clients
- 166reported
- Charitable clients
- 18reported
- Accounts
- 2,585reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.75 fund_share=0.0 institutional_share=0.19 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Matthew D Staffieri | Lindon, Ut | May 16, 2014 | 13 y | 1 |
| Alec L Blomquist | Boston, Ma | Sep 9, 2021 | 11 y | 0 |
Advisor movement
8 left, 0 joined in 12 months
net -8 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 400% of current headcount8 left over 36 months
Left, latest
- Aaron Stephen Lannon to Iliad Wealth SolutionsFeb 9, 2026 · RIA to RIA
- Andrew Wilson Stange to Cw Advisors, LLCFeb 9, 2026 · RIA to RIA
- Scott W Edwards to Cw Advisors, LLCFeb 9, 2026 · RIA to RIA
- Christopher Scott Heyman to Cw Advisors, LLCFeb 9, 2026 · RIA to RIA
- Markell Anthony Staffieri to First Allied Advisory Services, Inc.Feb 9, 2026 · Other
- Devin Gregory Clare to Earned Wealth Advisors, LLCFeb 9, 2026 · RIA to RIA
- Kimball Eric Pierce to Cw Advisors, LLCFeb 9, 2026 · RIA to RIA
- Michael Anthony Staffieri to First Allied Advisory Services, Inc.Dec 31, 2025 · Other
Joined, latest
- Christopher Scott Heyman from Accuvest Global Advisors, Inc.Apr 24, 2023 · Other
- Andrew Wilson Stange from Fidelity Personal And Workplace AdvisorsMar 11, 2022 · Affiliated broker-dealer or bank to independent RIA
- Kimball Eric Pierce from Morgan StanleyMay 30, 2017 · Other
- Matthew D Staffieri from First Allied Advisory Services, Inc.May 16, 2014 · Other
- Michael Anthony Staffieri from First Allied Securities, Inc.Aug 24, 2011 · Other
- Markell Anthony Staffieri from First Allied Securities, Inc.Aug 17, 2011 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Cw Advisors, LLCFeb 9, 2026 · Lehi, Ut
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Rovin Capital Strategic Debt Fund I, LLC | Other Private Fund | $28.5M | 90 | Apr 12, 2022 |
| Rovin Capital Strategic Real Estate Fund, LLC | Real Estate Fund | $21.0M | 50 | Aug 9, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Anthony Markell Staffieri · Ceocontrolsince 04/2015 · owns less than 5%
- Eric Kimball Pierce · Ownercontrolsince 07/2020 · owns 50% to 75% of Blue King Momentum Inc
- Whitnite Pierce · Ownercontrolsince 07/2020 · owns 50% to 75% of Blue King Momentum Inc
- Anthony Markell Staffieri · Ownercontrolsince 07/2020 · owns 75% or more of Snowy River Corp
- Eric Kimball Pierce · Chief Compliance Officersince 11/2019 · owns less than 5%
Entity owners
- Blue King Momentum Inc · Ownerdirect · owns 25% to 50%
- Snowy River Corp · Ownerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mesa, Az · principal | 2 | 0 | 4 | ||
| Lehi, Ut | 1 | 0 | 4 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Lehi, UT2 employees
What changed
consecutive filings, newest first
- Accounts · 2,034 to 2,585Jun 18, 2025 to Mar 25, 2026
- Charity clients · 17 to 18Jun 18, 2025 to Mar 25, 2026
- Corporate clients · 25 to 26Jun 18, 2025 to Mar 25, 2026
- HNW clients · 140 to 157Jun 18, 2025 to Mar 25, 2026
- Individual clients · 324 to 363Jun 18, 2025 to Mar 25, 2026
- Pension plan clients · 165 to 166Jun 18, 2025 to Mar 25, 2026
- Employees · 10 to 14Jun 18, 2025 to Mar 25, 2026
- Private funds · 3 to 2Jun 18, 2025 to Mar 25, 2026
- Discretionary RAUM · $628M to $831MJun 18, 2025 to Mar 25, 2026
- HNW RAUM · $411M to $551MJun 18, 2025 to Mar 25, 2026
- Individual RAUM · $94.4M to $132MJun 18, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $83.2M to $86.2MJun 18, 2025 to Mar 25, 2026
- Pension RAUM · $151M to $173MJun 18, 2025 to Mar 25, 2026
- RAUM · $711M to $917MJun 18, 2025 to Mar 25, 2026
- Financial planning clients · 251-500 to 251-500Mar 25, 2025 to Jun 18, 2025
- Private funds · 2 to 3Mar 25, 2025 to Jun 18, 2025
- Advisory employees · 8 to 9Oct 15, 2024 to Mar 25, 2025
- Charity clients · 16 to 17Oct 15, 2024 to Mar 25, 2025
- Corporate clients · 30 to 25Oct 15, 2024 to Mar 25, 2025
- HNW clients · 137 to 140Oct 15, 2024 to Mar 25, 2025
- Individual clients · 475 to 324Oct 15, 2024 to Mar 25, 2025
- Pension plan clients · 298 to 165Oct 15, 2024 to Mar 25, 2025
- Employees · 9 to 10Oct 15, 2024 to Mar 25, 2025
- Financial planning clients · More than 500 to 251-500Oct 15, 2024 to Mar 25, 2025
- State-registered IARs · 8 to 9Oct 15, 2024 to Mar 25, 2025
- Discretionary RAUM · $513M to $628MOct 15, 2024 to Mar 25, 2025
- HNW RAUM · $339M to $411MOct 15, 2024 to Mar 25, 2025
- Individual RAUM · $87.3M to $94.4MOct 15, 2024 to Mar 25, 2025
- Pension RAUM · $122M to $151MOct 15, 2024 to Mar 25, 2025
- RAUM · $596M to $711MOct 15, 2024 to Mar 25, 2025
- Private funds · 1 to 2Apr 10, 2024 to Aug 9, 2024
- Accounts · 1,572 to 2,034Sep 27, 2023 to Mar 26, 2024
- Charity clients · 18 to 16Sep 27, 2023 to Mar 26, 2024
- Corporate clients · 18 to 30Sep 27, 2023 to Mar 26, 2024
- HNW clients · 120 to 137Sep 27, 2023 to Mar 26, 2024
- Individual clients · 320 to 475Sep 27, 2023 to Mar 26, 2024
- Pension plan clients · 240 to 298Sep 27, 2023 to Mar 26, 2024
- Financial planning clients · 251-500 to More than 500Sep 27, 2023 to Mar 26, 2024
- Discretionary RAUM · $429M to $513MSep 27, 2023 to Mar 26, 2024
- HNW RAUM · $231M to $339MSep 27, 2023 to Mar 26, 2024
Signals
14 dated events
- Rovin Capital reported RAUM $917.3M, up 29% from $710.7M (2025-06-18 to 2026-03-25)Mar 25, 2026 · RAUM change · derived
- Andrew Wilson Stange left Rovin Capital for Cw Advisors, Llc (registered 2026-02-02)Feb 9, 2026 · Advisor changed firm · fact
- Devin Gregory Clare left Rovin Capital for Earned Wealth Advisors, Llc (registered 2025-11-19)Feb 9, 2026 · Advisor changed firm · fact
- Scott W Edwards left Rovin Capital for Cw Advisors, Llc (registered 2026-02-02)Feb 9, 2026 · Advisor changed firm · fact
- Christopher Scott Heyman left Rovin Capital for Cw Advisors, Llc (registered 2026-02-02)Feb 9, 2026 · Advisor changed firm · fact
- Aaron Stephen Lannon left Rovin Capital for Iliad Wealth Solutions (registered 2026-02-05)Feb 9, 2026 · Advisor changed firm · fact
- Kimball Eric Pierce left Rovin Capital for Cw Advisors, Llc (registered 2026-02-02)Feb 9, 2026 · Advisor changed firm · fact
- Markell Anthony Staffieri left Rovin Capital for First Allied Advisory Services, Inc. (registered 2012-07-02)Feb 9, 2026 · Advisor changed firm · fact
- 3 advisors left Rovin Capital (Lehi, UT) for CW Advisors, LLC on the same dayFeb 9, 2026 · Team lift-out · derived
- Michael Anthony Staffieri left Rovin Capital for First Allied Advisory Services, Inc. (registered 2012-07-02)Dec 31, 2025 · Advisor changed firm · fact
- Rovin Capital reported RAUM $450.0M, up 52% from $295.2M (2021-10-25 to 2022-03-18)Mar 18, 2022 · RAUM change · derived
- Rovin Capital reported succeeding to the business of Another Adviser (Form ADV Item 4)Aug 4, 2020 · Succession (Item 4) · fact
- Whitnite Pierce (Owner) appeared on Schedule A of Rovin CapitalJul 21, 2020 · Control person joined · fact
- Anthony Michael Staffieri (Chairman/Founder) no longer on Schedule A of Rovin Capital (listed 2019-11-22, absent 2019-11-26)Nov 26, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 480-739-2110reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 617-428-7600reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 617-428-7699reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- RovinCapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 480-739-2110reportedpublic record, Form ADV, Mar 25, 2026
- Contact form
- cwadvisorsgroup.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $459Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Rovin Capital is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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