DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••• M••••• N•••••

C••••• I••••••••• A••••••• L••BD affiliatedDallas, Txdual registrantIAPD 5044075

Feed of 09/14/2026

Also filed as Trent Nelson

At current firm

0 y

since Oct 6, 2025

In the industry

15 y

since Nov 2, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Oct 6, 2025 · Dallas, Tx
F•••• C•••••• A••••••• S••••••• BD affiliated
Apr 2, 2025 to Sep 18, 2025 · Goodyear, Az
O•••• W•••••• I••• BD affiliated
Aug 29, 2023 to Sep 30, 2024 · Scottsdale, Az
W••••••• F•••••••• S•••••••• I••• former
Mar 4, 2015 to Jan 19, 2024 · Phoenix, Az
S•••••••• F••••••••• I••• former
Nov 15, 2011 to Sep 1, 2023 · Scottsdale, Az
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Nov 4, 2010 to Nov 18, 2011 · El Segundo, Ca

Moves

a registration end followed by a registration begin elsewhere

F•••• C•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 18, 2025, registered Oct 6, 2025 (18 days) · Affiliated broker-dealer or bank to another
O•••• W•••••• I••• to F•••• C•••••• A••••••• S•••••••
left Sep 30, 2024, registered Apr 2, 2025 (184 days) · Affiliated broker-dealer or bank to another
W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
left Jan 19, 2024, registered Aug 29, 2023 (-143 days) · corporate re-registration, not a move
S•••••••• F••••••••• I••• to W••••••• F•••••••• S•••••••• I•••
left Sep 1, 2023, registered Mar 4, 2015 (-3103 days) · channel change inside one enterprise, not a move · moved with a team
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to S•••••••• F••••••••• I•••
left Nov 18, 2011, registered Nov 15, 2011 (-3 days) · Other

Signals

T•••• M••••• N••••• left F•••• C•••••• A••••••• S••••••• for C••••• I••••••••• A••••••• L•• (registered 2025-10-06)
Sep 18, 2025 · Advisor changed firm · fact
T•••• M••••• N••••• left O•••• W•••••• I••• for F•••• C•••••• A••••••• S••••••• (registered 2025-04-02)
Sep 30, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address