C•••••• C••••• S••••

• K••••• P•••••• W••••• S•••••••• L•• BD affiliated current
  since May 4, 2022 · Austin, Tx
• W•••• F•••• A••••••• wirehouse
  Jul 2, 2008 to May 11, 2022 · Taylors, Sc
• P•••••••• S••••••••• I••• BD affiliated
  Jan 8, 2008 to Apr 25, 2008 · Taylor, Sc
• E•••••••• A•••••••• L•• national BD
  Mar 17, 2006 to Dec 17, 2007 · Greenville, Sc
• A••••••••• F•••••••• S•••••••• L•• national BD
  Feb 21, 2006 to Mar 29, 2006 · Greenville, Sc

• W•••• F•••• A••••••• to K••••• P•••••• W••••• S•••••••• L••
  left May 11, 2022, registered May 4, 2022 (-7 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• P•••••••• S••••••••• I••• to W•••• F•••• A•••••••
  left Apr 25, 2008, registered Jul 2, 2008 (68 days) · Other
• E•••••••• A•••••••• L•• to P•••••••• S••••••••• I•••
  left Dec 17, 2007, registered Jan 8, 2008 (22 days) · Other
• A••••••••• F•••••••• S•••••••• L•• to E•••••••• A•••••••• L••
  left Mar 29, 2006, registered Mar 17, 2006 (-12 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  May 11, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address