RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• G•••• O•••••••
- C••••••••• I••••••••• A•••••••• L•• independent RIA currentsince Dec 16, 2025 · Muncie, In
- C••••••••• F•••••••• C••••••••• independent RIAJan 14, 2025 to Aug 19, 2025 · Cicero, In
- L•• F•••••••• L•• BD affiliatedMay 1, 2017 to Dec 18, 2020 · Anderson, In
- S••••••• I••••••••• I••• formerFeb 3, 2017 to Apr 25, 2017 · Muncie, In
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 7, 2015 to Jan 30, 2017 · Indianapolis, In
- W•••• F•••• A••••••• wirehouseDec 14, 2011 to Nov 27, 2015 · Indianapolis, In
- W•••• F•••• A••••••• wirehouseAug 5, 2011 to Dec 12, 2011 · Indianapolis, In
- W•••• F•••• A••••••• wirehouseSep 23, 2010 to Aug 5, 2011 · Indianapolis, In
- C••••••••• F•••••••• C••••••••• to C••••••••• I••••••••• A•••••••• L••left Aug 19, 2025, registered Dec 16, 2025 (119 days) · RIA to RIA
- L•• F•••••••• L•• to C••••••••• F•••••••• C•••••••••left Dec 18, 2020, registered Jan 14, 2025 (1488 days) · Affiliated broker-dealer or bank to independent RIA
- S••••••• I••••••••• I••• to L•• F•••••••• L••left Apr 25, 2017, registered May 1, 2017 (6 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••• I••••••••• I•••left Jan 30, 2017, registered Feb 3, 2017 (4 days) · Other
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 27, 2015, registered Dec 7, 2015 (10 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Dec 12, 2011, registered Dec 14, 2011 (2 days) · channel change inside one enterprise, not a move
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Aug 5, 2011, registered Aug 5, 2011 (0 days) · channel change inside one enterprise, not a move
- M•••••• G•••• O••••••• left C••••••••• F•••••••• C••••••••• for C••••••••• I••••••••• A•••••••• L•• (registered 2025-12-16)Aug 19, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address