DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

William A Boggs

Wells Fargo AdvisorswirehouseLa Jolla, Ca dual registrantIAPD 5051598

Certified Financial Planner

Feed of 09/15/2026

Also filed as William Allen Boggs

At current firm

0 y

since Oct 15, 2025

In the industry

20 y

since Nov 11, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wells Fargo Advisors wirehouse current
since Oct 15, 2025 · Reno, Nv
Pence Wealth Management, Inc. unclassified
Oct 3, 2016 to Dec 4, 2023 · Newport Beach, Ca
LPL Financial LLC BD affiliated
Jan 30, 2013 to Oct 20, 2025 · San Diego, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Sep 7, 2011 to Sep 5, 2012 · San Diego, Ca
Cincinnati Analysts, Inc former
Aug 27, 2010 to Aug 10, 2011 · La Jolla, Ca
Securian Financial Services, Inc. former
Oct 17, 2008 to Sep 2, 2009 · Rancho Santa Fe, Ca
Securities America Advisors, Inc. former
Nov 16, 2005 to Sep 30, 2008 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Pence Wealth Management, Inc.
left Oct 20, 2025, registered Oct 3, 2016 (-3304 days) · Other
Pence Wealth Management, Inc. to Wells Fargo Advisors
left Dec 4, 2023, registered Oct 15, 2025 (681 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLC
left Sep 5, 2012, registered Jan 30, 2013 (147 days) · Other
Cincinnati Analysts, Inc to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Aug 10, 2011, registered Sep 7, 2011 (28 days) · Other
Securian Financial Services, Inc. to Cincinnati Analysts, Inc
left Sep 2, 2009, registered Aug 27, 2010 (359 days) · Other
Securities America Advisors, Inc. to Securian Financial Services, Inc.
left Sep 30, 2008, registered Oct 17, 2008 (17 days) · Other

Signals

William A Boggs left Lpl Financial Llc for Pence Wealth Management, Inc. (registered 2016-10-03)
Oct 20, 2025 · Advisor changed firm · fact
William A Boggs left Pence Wealth Management, Inc. for Wells Fargo Advisors (registered 2025-10-15)
Dec 4, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address