DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• M• D•••••

A••••••••• F•••••••• S•••••••• L••national BDAlpharetta, Gadual registrantIAPD 5053143

Feed of 09/14/2026

Also filed as John Miller Dunlap

At current firm

0 y

since Aug 26, 2026

In the industry

19 y

since Dec 11, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Aug 26, 2026 · Alpharetta, Ga
M••••• S•••••• wirehouse
Aug 1, 2024 to Aug 3, 2026 · Alpharetta, Ga
J••• M••••• S••••••••• L•• wirehouse
Nov 30, 2017 to Jul 20, 2024 · Atlanta, Ga
U•• F•••••••• S••••••• I••• wirehouse
Nov 28, 2012 to Dec 11, 2017 · Atlanta, Ga
S•••••••• A••••••• L•• national BD
Oct 22, 2009 to Nov 6, 2012 · Atlanta, Ga
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 13, 2006 to Apr 27, 2009 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••
left Aug 3, 2026, registered Aug 26, 2026 (23 days) · Wirehouse to affiliated broker-dealer or bank
J••• M••••• S••••••••• L•• to M••••• S••••••
left Jul 20, 2024, registered Aug 1, 2024 (12 days) · Wirehouse to wirehouse
U•• F•••••••• S••••••• I••• to J••• M••••• S••••••••• L••
left Dec 11, 2017, registered Nov 30, 2017 (-11 days) · Wirehouse to wirehouse · moved with a team
S•••••••• A••••••• L•• to U•• F•••••••• S••••••• I•••
left Nov 6, 2012, registered Nov 28, 2012 (22 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• A••••••• L••
left Apr 27, 2009, registered Oct 22, 2009 (178 days) · Wirehouse to affiliated broker-dealer or bank

Signals

J••• M• D••••• left M••••• S•••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-08-26)
Aug 3, 2026 · Advisor changed firm · fact
J••• M• D••••• left J••• M••••• S••••••••• L•• for M••••• S•••••• (registered 2024-08-01)
Jul 20, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address