DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Miller
Feed of 09/14/2026
Also filed as Brian Niel Miller
At current firm
0 y
since Sep 23, 2025
In the industry
20 y
since May 5, 2006 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Mercer Global Advisors Inc. independent RIA currentsince Sep 23, 2025 · Denver, Co
- Fisher Investments independent RIAJun 14, 2024 to Sep 9, 2025 · Plano, Tx
- Td Ameritrade Investment Management, LLC formerMar 22, 2023 to Sep 7, 2023 · Westlake, Tx
- Schwab Wealth Advisory, Inc. no RAUMJan 25, 2023 to Jan 8, 2024 · Westlake, Tx
- Charles Schwab & Co., Inc. national BDJan 5, 2023 to Jan 25, 2023 · Westlake, Tx
- Td Ameritrade, Inc. formerJan 22, 2022 to Oct 14, 2022 · Westlake, Tx
- Td Ameritrade Investment Management, LLC formerJan 2, 2018 to Jan 19, 2023 · Fort Worth, Tx
- Td Ameritrade Investment Management, LLC formerDec 5, 2006 to Feb 25, 2015 · Fort Worth, Tx
- Td Ameritrade, Inc. formerDec 5, 2006 to Jan 24, 2018 · Fort Worth, Tx
- Wells Fargo Investments, LLC unclassifiedMay 12, 2006 to Nov 20, 2006 · Denton, Tx
Moves
a registration end followed by a registration begin elsewhere
- Fisher Investments to Mercer Global Advisors Inc.left Sep 9, 2025, registered Sep 23, 2025 (14 days) · RIA to RIA
- Schwab Wealth Advisory, Inc. to Td Ameritrade Investment Management, LLCleft Jan 8, 2024, registered Mar 22, 2023 (-292 days) · channel change inside one enterprise, not a move
- Td Ameritrade Investment Management, LLC to Fisher Investmentsleft Sep 7, 2023, registered Jun 14, 2024 (281 days) · RIA to RIA
- Charles Schwab & Co., Inc. to Schwab Wealth Advisory, Inc.left Jan 25, 2023, registered Jan 25, 2023 (0 days) · channel change inside one enterprise, not a move
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Jan 19, 2023, registered Jan 22, 2022 (-362 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Charles Schwab & Co., Inc.left Oct 14, 2022, registered Jan 5, 2023 (83 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Jan 24, 2018, registered Jan 2, 2018 (-22 days) · channel change inside one enterprise, not a move · moved with a team
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Feb 25, 2015, registered Dec 5, 2006 (-3004 days) · channel change inside one enterprise, not a move · moved with a team
- Wells Fargo Investments, LLC to Td Ameritrade Investment Management, LLCleft Nov 20, 2006, registered Dec 5, 2006 (15 days) · Other
Signals
- Brian Miller left Fisher Investments for Mercer Global Advisors Inc. (registered 2025-09-23)Sep 9, 2025 · Advisor changed firm · fact
- Brian Miller left Td Ameritrade Investment Management, Llc for Fisher Investments (registered 2024-06-14)Sep 7, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address