RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• M•••••• M•••••••
- B••• M••• T•••• A•••••••• L•• independent RIA currentsince Feb 12, 2025 · Philadelphia, Pa
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 21, 2020 to Nov 25, 2024 · Doylestown, Pa
- B••• S••••••••• L•• formerJan 2, 2018 to Mar 2, 2021 · Charlotte, Nc
- B••• I••••••••• S•••••••• I••• formerAug 1, 2017 to Jan 2, 2018 · Charlotte, Nc
- T• P•••••• C••••• W••••• L•• BD affiliatedMay 2, 2016 to Jul 7, 2017 · Bensalem, Pa
- P•• W••••• M••••••••• BD affiliatedDec 22, 2011 to Apr 6, 2016 · Doylestown, Pa
- P•• W••••• M••••••••• BD affiliatedFeb 15, 2008 to Jul 27, 2010 · Newtown, Pa
- E••••• J•••• national BDNov 12, 2007 to Dec 13, 2007 · St Louis, Mo
- T••••••••• F•••••••• A•••••••• I••• unclassifiedJul 31, 2006 to Nov 12, 2007 · Newtown, Pa
- E•••••••• A•••••••• L•• national BDMar 29, 2006 to Jul 17, 2006 · Bala Cynwyd, Pa
- T••••• A••••••• S•••••••• I••• to B••• M••• T•••• A•••••••• L••left Nov 25, 2024, registered Feb 12, 2025 (79 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Mar 2, 2021, registered Sep 21, 2020 (-162 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- T• P•••••• C••••• W••••• L•• to B••• I••••••••• S•••••••• I•••left Jul 7, 2017, registered Aug 1, 2017 (25 days) · Other
- P•• W••••• M••••••••• to T• P•••••• C••••• W••••• L••left Apr 6, 2016, registered May 2, 2016 (26 days) · Other
- E••••• J•••• to P•• W••••• M•••••••••left Dec 13, 2007, registered Feb 15, 2008 (64 days) · Other
- T••••••••• F•••••••• A•••••••• I••• to E••••• J••••left Nov 12, 2007, registered Nov 12, 2007 (0 days) · Other
- E•••••••• A•••••••• L•• to T••••••••• F•••••••• A•••••••• I•••left Jul 17, 2006, registered Jul 31, 2006 (14 days) · Other
- B•••••• M•••••• M••••••• left T••••• A••••••• S•••••••• I••• for B••• M••• T•••• A•••••••• L•• (registered 2025-02-12)Nov 25, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address