DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

Z•••• L•••••• D••••••

G••••••• C•••••• A•••••••• L••mixed wealthBeverly Hills, CaIA-onlyIAPD 5061089

Feed of 09/14/2026

At current firm

2 y

since Sep 16, 2024

In the industry

16 y

since Jul 7, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G••••••• C•••••• A•••••••• L•• mixed wealth current
since Sep 16, 2024 · Beverly Hills, Ca
I••••••• A••••••• S•••••••• L•• mixed wealth
Aug 22, 2022 to Mar 5, 2024 · Miami, Fl
G••••••• C•••••• A•••••••• L•• mixed wealth
Apr 30, 2021 to Jul 6, 2022 · Beverly Hills, Ca
I••••••• A••••••• S•••••••• L•• mixed wealth
Jul 1, 2020 to Mar 1, 2022 · Beverly Hills, Ca
M••••• S•••••• wirehouse
Jun 2, 2016 to Jul 2, 2020 · Los Angeles, Ca
J••• M••••• S••••••••• L•• wirehouse
Jul 12, 2010 to Jun 7, 2016 · Los Angeles, Ca
D••••••• B••• S••••••••• I••• no RAUM
Jul 9, 2010 to Aug 4, 2010 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

I••••••• A••••••• S•••••••• L•• to G••••••• C•••••• A•••••••• L••
left Mar 5, 2024, registered Sep 16, 2024 (195 days) · RIA to RIA
G••••••• C•••••• A•••••••• L•• to I••••••• A••••••• S•••••••• L••
left Jul 6, 2022, registered Aug 22, 2022 (47 days) · RIA to RIA · moved with a team
I••••••• A••••••• S•••••••• L•• to G••••••• C•••••• A•••••••• L••
left Mar 1, 2022, registered Apr 30, 2021 (-305 days) · RIA to a newly registered adviser
M••••• S•••••• to I••••••• A••••••• S•••••••• L••
left Jul 2, 2020, registered Jul 1, 2020 (-1 days) · Wirehouse to independent RIA · moved with a team
J••• M••••• S••••••••• L•• to M••••• S••••••
left Jun 7, 2016, registered Jun 2, 2016 (-5 days) · Wirehouse to wirehouse · moved with a team
D••••••• B••• S••••••••• I••• to J••• M••••• S••••••••• L••
left Aug 4, 2010, registered Jul 12, 2010 (-23 days) · Other

Signals

Z•••• L•••••• D•••••• left I••••••• A••••••• S•••••••• L•• for G••••••• C•••••• A•••••••• L•• (registered 2024-09-16)
Mar 5, 2024 · Advisor changed firm · fact
Z•••• L•••••• D•••••• left G••••••• C•••••• A•••••••• L•• for I••••••• A••••••• S•••••••• L•• (registered 2022-08-22)
Jul 6, 2022 · Advisor changed firm · fact
Z•••• L•••••• D•••••• left I••••••• A••••••• S•••••••• L•• for G••••••• C•••••• A•••••••• L•• (registered 2021-04-30)
Mar 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address