DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• C••••• V•••••••••

W•••• F•••• A•••••••wirehouseFrisco, Txdual registrantIAPD 5063438

Feed of 09/14/2026

At current firm

0 y

since May 1, 2026

In the industry

20 y

since Mar 28, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since May 1, 2026 · Frisco, Tx
U•• F•••••••• S••••••• I••• wirehouse
May 1, 2024 to May 26, 2026 · Plano, Tx
H•••••••• A•••••••• L•• BD affiliated
Aug 15, 2022 to Mar 29, 2024 · Prosper, Tx
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Jun 29, 2022 · Boston, Ma
S•••••••• A••••••• L•• national BD
Dec 18, 2013 to Jul 13, 2018 · Westlake, Tx
A••••••••• F•••••••• S•••••••• L•• national BD
Mar 28, 2006 to Jan 17, 2007 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left May 26, 2026, registered May 1, 2026 (-25 days) · Wirehouse to wirehouse · moved with a team
H•••••••• A•••••••• L•• to U•• F•••••••• S••••••• I•••
left Mar 29, 2024, registered May 1, 2024 (33 days) · Affiliated broker-dealer or bank to wirehouse
F••••••• P••••••• A•• W•••••••• A••••••• to H•••••••• A•••••••• L••
left Jun 29, 2022, registered Aug 15, 2022 (47 days) · Affiliated broker-dealer or bank to another
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
A••••••••• F•••••••• S•••••••• L•• to S•••••••• A••••••• L••
left Jan 17, 2007, registered Dec 18, 2013 (2527 days) · Affiliated broker-dealer or bank to another

Signals

J••• C••••• V••••••••• left U•• F•••••••• S••••••• I••• for W•••• F•••• A••••••• (registered 2026-05-01)
May 26, 2026 · Advisor changed firm · fact
J••• C••••• V••••••••• left H•••••••• A•••••••• L•• for U•• F•••••••• S••••••• I••• (registered 2024-05-01)
Mar 29, 2024 · Advisor changed firm · fact
J••• C••••• V••••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for H•••••••• A•••••••• L•• (registered 2022-08-15)
Jun 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address