DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Marlene Ann Burns

LPL Financial LLCBD affiliatedArcadia, Ohdual registrantIAPD 5064573

Feed of 09/14/2026

Also filed as Marlene Ann Hohman

At current firm

0 y

since Jan 6, 2026

In the industry

22 y

since Jan 1, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jan 6, 2026 · Arcadia, Oh
Capital Analysts BD affiliated
Jul 31, 2024 to Jan 6, 2026 · Arcadia, Oh
Lincoln Investment independent RIA
Jun 2, 2017 to Jan 6, 2026 · Arcadia, Oh
Legend Advisory, LLC former
Aug 13, 2009 to Oct 4, 2019 · Palm Beach Gardens, Fl
Sagepoint Financial, Inc. former
Oct 31, 2008 to Aug 13, 2009 · Arcadia, Oh
American General Securities Incorporated unclassified
Jan 9, 2008 to Oct 31, 2008 · Arcadia, Oh

Moves

a registration end followed by a registration begin elsewhere

Capital Analysts to LPL Financial LLC
left Jan 6, 2026, registered Jan 6, 2026 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
Lincoln Investment to Capital Analysts
left Jan 6, 2026, registered Jul 31, 2024 (-524 days) · RIA to affiliated broker-dealer or bank · moved with a team
Legend Advisory, LLC to Lincoln Investment
left Oct 4, 2019, registered Jun 2, 2017 (-854 days) · corporate re-registration, not a move
Sagepoint Financial, Inc. to Legend Advisory, LLC
left Aug 13, 2009, registered Aug 13, 2009 (0 days) · Other
American General Securities Incorporated to Sagepoint Financial, Inc.
left Oct 31, 2008, registered Oct 31, 2008 (0 days) · corporate re-registration, not a move

Signals

Marlene Ann Burns left Capital Analysts for Lpl Financial Llc (registered 2026-01-06)
Jan 6, 2026 · Advisor changed firm · fact
Marlene Ann Burns left Lincoln Investment for Capital Analysts (registered 2024-07-31)
Jan 6, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address