DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• J•••• G••••••

A•••••• W••••• M••••••••• L••independent RIACentennial, Co IA-onlyIAPD 5064719

Feed of 09/15/2026

Also filed as Brad J•••• G••••••

At current firm

0 y

since Feb 4, 2026

In the industry

20 y

since Feb 24, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••••• W••••• M••••••••• L•• independent RIA current
since Feb 4, 2026 · Centennial, Co
S••••• W••••• M••••••••• independent RIA
May 28, 2024 to Dec 6, 2024 · Rockford, Il
W•••••• B•••• • C•••••• L••••• BD affiliated
Jul 6, 2015 to Feb 23, 2024 · Chicago, Il
E•••••••• P•• independent RIA
Aug 12, 2014 to Jun 22, 2015 · Berwyn, Pa
H•••••••• A•••••••• L•• BD affiliated
Oct 7, 2008 to Feb 18, 2014 · Chicago, Il
L•••••• F•••••••• S•••••••• I••• unclassified
Aug 8, 2007 to Sep 25, 2008 · Chicago, Il
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 27, 2006 to Mar 29, 2006 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

S••••• W••••• M••••••••• to A•••••• W••••• M••••••••• L••
left Dec 6, 2024, registered Feb 4, 2026 (425 days) · RIA to RIA
W•••••• B•••• • C•••••• L••••• to S••••• W••••• M•••••••••
left Feb 23, 2024, registered May 28, 2024 (95 days) · Affiliated broker-dealer or bank to independent RIA
E•••••••• P•• to W•••••• B•••• • C•••••• L•••••
left Jun 22, 2015, registered Jul 6, 2015 (14 days) · Other
H•••••••• A•••••••• L•• to E•••••••• P••
left Feb 18, 2014, registered Aug 12, 2014 (175 days) · Other
L•••••• F•••••••• S•••••••• I••• to H•••••••• A•••••••• L••
left Sep 25, 2008, registered Oct 7, 2008 (12 days) · Other
A••••••••• F•••••••• S•••••••• L•• to L•••••• F•••••••• S•••••••• I•••
left Mar 29, 2006, registered Aug 8, 2007 (497 days) · Other

Signals

B•••••• J•••• G•••••• no longer holds an investment adviser registration (last listed at A•••••• W••••• M••••••••• L•• on the 2026-09-15 feed)
Sep 15, 2026 · Advisor registration ended · derived
B•••••• J•••• G•••••• left S••••• W••••• M••••••••• for A•••••• W••••• M••••••••• L•• (registered 2026-02-04)
Dec 6, 2024 · Advisor changed firm · fact
B•••••• J•••• G•••••• left W•••••• B•••• • C•••••• L••••• for S••••• W••••• M••••••••• (registered 2024-05-28)
Feb 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address