DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• W•••••• G•••

W•••• F•••• A•••••••wirehouseRacine, Wi dual registrantIAPD 5066376

Feed of 09/15/2026

Also filed as J•••• W G•••

At current firm

1 y

since Dec 4, 2024

In the industry

19 y

since Mar 5, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Dec 4, 2024 · Racine, Wi
A••••••••• I••••••••• S•••••••• I••• independent RIA
Sep 26, 2022 to Dec 4, 2024 · Beaver Dam, Wi
L•• F•••••••• L•• BD affiliated
May 3, 2021 to Oct 4, 2022 · Whitefish Bay, Wi
L•• F•••••••• L•• BD affiliated
Apr 26, 2019 to Jan 5, 2021 · Whitefish Bay, Wi
W•••• F•••• A••••••• wirehouse
Jan 31, 2013 to Jun 1, 2017 · Mequon, Wi
P•• W••••• M••••••••• BD affiliated
Apr 19, 2012 to Jan 17, 2013 · Thiensville, Wi
W•••• F•••• A••••••• wirehouse
Sep 26, 2007 to Mar 19, 2012 · Tampa, Fl
E••••• J•••• national BD
Mar 7, 2007 to Aug 16, 2007 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

A••••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••
left Dec 4, 2024, registered Dec 4, 2024 (0 days) · RIA to wirehouse
L•• F•••••••• L•• to A••••••••• I••••••••• S•••••••• I•••
left Oct 4, 2022, registered Sep 26, 2022 (-8 days) · RIA to RIA
W•••• F•••• A••••••• to L•• F•••••••• L••
left Jun 1, 2017, registered Apr 26, 2019 (694 days) · Wirehouse to independent RIA
P•• W••••• M••••••••• to W•••• F•••• A•••••••
left Jan 17, 2013, registered Jan 31, 2013 (14 days) · Other
W•••• F•••• A••••••• to P•• W••••• M•••••••••
left Mar 19, 2012, registered Apr 19, 2012 (31 days) · Other
E••••• J•••• to W•••• F•••• A•••••••
left Aug 16, 2007, registered Sep 26, 2007 (41 days) · Affiliated broker-dealer or bank to wirehouse

Signals

J•••• W•••••• G••• left A••••••••• I••••••••• S•••••••• I••• for W•••• F•••• A••••••• (registered 2024-12-04)
Dec 4, 2024 · Advisor changed firm · fact
J•••• W•••••• G••• left L•• F•••••••• L•• for A••••••••• I••••••••• S•••••••• I••• (registered 2022-09-26)
Oct 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address