DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••• C• C••••

U••••• C•••••• F•••••••• A•••••••independent RIAGreenwood Village, Co dual registrantIAPD 5073212

Feed of 09/14/2026

Also filed as T•••• Campbell C••••

At current firm

0 y

since Mar 10, 2026

In the industry

10 y

since Nov 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••••• C•••••• F•••••••• A••••••• independent RIA current
since Mar 10, 2026 · Scottsdsale, Az
M••••• S•••••• wirehouse
Oct 31, 2025 to Dec 11, 2025 · Tempe, Az
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Nov 4, 2025 · Gilbert, Az
F••••••• P••••••• A•• W•••••••• A••••••• former
Oct 16, 2020 to Mar 31, 2025 · Chandler, Az
M••••• S•••••• wirehouse
Oct 8, 2018 to Aug 31, 2020 · Gilbert, Az
E••••• J•••• national BD
May 10, 2018 to Jul 12, 2018 · Sierra Vista, Az

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to U••••• C•••••• F•••••••• A•••••••
left Dec 11, 2025, registered Mar 10, 2026 (89 days) · Wirehouse to independent RIA
S•••••••• A••••••• L•• to M••••• S••••••
left Nov 4, 2025, registered Oct 31, 2025 (-4 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
M••••• S•••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Aug 31, 2020, registered Oct 16, 2020 (46 days) · Wirehouse to affiliated broker-dealer or bank
E••••• J•••• to M••••• S••••••
left Jul 12, 2018, registered Oct 8, 2018 (88 days) · Affiliated broker-dealer or bank to wirehouse

Signals

T•••• C• C•••• left M••••• S•••••• for U••••• C•••••• F•••••••• A••••••• (registered 2026-03-10)
Dec 11, 2025 · Advisor changed firm · fact
T•••• C• C•••• left S•••••••• A••••••• L•• for M••••• S•••••• (registered 2025-10-31)
Nov 4, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address