DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ricardo De La Torre
Feed of 09/14/2026
Also filed as Rick De La Torre
At current firm
4 y
since Oct 5, 2021
In the industry
20 y
since Sep 11, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince Feb 6, 2024 · Rockwall, Tx
- Raymond James & Associates, Inc. national BD currentsince Oct 5, 2021 · Rockwall, Tx
- Hilltop Securities Inc. BD affiliatedDec 12, 2019 to Sep 14, 2021 · Dallas, Tx
- Horace Mann Investors, Inc. no RAUMJan 24, 2017 to Jun 17, 2019 · Springfield, Il
- Wells Fargo Advisors wirehouseJan 3, 2011 to Apr 13, 2015 · Albuquerque, Nm
- Wells Fargo Investments, LLC unclassifiedSep 15, 2006 to Jan 3, 2011 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- Hilltop Securities Inc. to Raymond James & Associates, Inc.left Sep 14, 2021, registered Oct 5, 2021 (21 days) · Affiliated broker-dealer or bank to another
- Horace Mann Investors, Inc. to Hilltop Securities Inc.left Jun 17, 2019, registered Dec 12, 2019 (178 days) · Other
- Wells Fargo Advisors to Horace Mann Investors, Inc.left Apr 13, 2015, registered Jan 24, 2017 (652 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Wells Fargo Investments, LLC to Wells Fargo Advisorsleft Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address